Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HBOS Investment Fund Managers Limited
FRN 119223
- SMF3 Executive Director (since 2 Mar 2026)
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Scottish Widows Unit Trust Managers Limited
FRN 122129
- SMF3 Executive Director (since 2 Mar 2026)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF18 Other Overall Responsibility (since 2 Mar 2026)
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Lloyds Bank General Insurance Limited
FRN 202091
- SMF18 Other Overall Responsibility (since 2 Mar 2026)
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St Andrew's Insurance Plc
FRN 202932
- SMF18 Other Overall Responsibility (since 2 Mar 2026)
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- [FCA CF] Material risk taker (1 Jul 2021 to 19 Dec 2025)
- [FCA CF] Client dealing (1 Jul 2021 to 19 Dec 2025)
- [FCA CF] Manager of certification employee (1 Jul 2021 to 19 Dec 2025)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Jun 2021)
- CF29 Significant management (18 Jun 2019 to 8 Dec 2019)
- CF30 Customer (1 Jul 2011 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Dec 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Dec 2025)
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- CF30 Customer (22 Sep 2010 to 4 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.