Peter Griffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • YOU Asset Management Limited

    FRN 543459

    • SMF3 Executive Director (since 28 Sep 2023)
  • Gale and Phillipson Investment Services Ltd

    FRN 431387

    • CF1 Director (AR) (since 23 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (15 Jun 2011 to 8 Dec 2019)
  • Finli (GPC) Ltd (no longer approved here)

    FRN 811525

    • Employed By (6 Sep 2020 to 30 Jun 2023)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF1 Director (AR) (25 Feb 2020 to 30 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • Responsibility for MCD Intermediation (18 Oct 2018 to 23 Mar 2020)
    • Responsible for Insurance Distribution (18 Oct 2018 to 23 Mar 2020)
    • CF1 Director (18 Oct 2018 to 8 Dec 2019)
  • Finli (GPHerts) Ltd (no longer approved here)

    FRN 615821

    • (14)Employed By (25 Feb 2020 to 30 Jun 2023)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • Responsible for Insurance Distribution (18 Oct 2018 to 23 Mar 2020)
    • Responsibility for MCD Intermediation (18 Oct 2018 to 23 Mar 2020)
    • CF1 Director (18 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (14)Employed By at Finli (GPHerts) Ltd