Peter Anthony Stone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Harbour Financial LLP (no longer approved here)
FRN 626323
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 May 2016)
- CF10 Compliance Oversight (7 Nov 2014 to 18 May 2016)
- CF30 Customer (7 Nov 2014 to 1 Jun 2016)
- CF4 Partner (7 Nov 2014 to 1 Jun 2016)
- Responsible for Insurance Mediation (7 Nov 2014 to 18 May 2016)
Harbour Financial (no longer approved here)
FRN 200077
- (1)Employed By (20 Dec 1999 to 7 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.