This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Harbour Financial

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FRN: 200077
Last scraped: 45 minutes ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Suite 2

Quay House

Wickford

Essex

SS11 8TD

UNITED KINGDOM

Web

https://www.harbourfinancial.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Ivon Styles
IRN DIS00006
- (3)Employed By (29 Oct 2002 to 18 Nov 2003)
Deryk Stanley Beeson
IRN DSB00012
- (2)Employed By (3 Dec 1999 to 3 Sep 2007)
Peter Anthony Stone
IRN PXS00140
- (1)Employed By (20 Dec 1999 to 7 Nov 2014)
Robert Henry Dullage
IRN RHD00005
- (4)Employed By (3 Dec 1999 to 7 Nov 2014)
Sarah - Jayne Williams
IRN SJS01388
- (5)Employed By (18 Mar 2013 to 7 Nov 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.