David Ivon Styles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Harbour Financial LLP (no longer approved here)
FRN 626323
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
- SMF27 Partner (9 Dec 2019 to 31 Jul 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Jul 2021)
- Responsible for Insurance Mediation (8 Jun 2016 to 30 Sep 2018)
- CF10 Compliance Oversight (7 Jun 2016 to 8 Dec 2019)
- CF4 Partner (7 Nov 2014 to 8 Dec 2019)
- CF30 Customer (7 Nov 2014 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.