Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CMC Markets Investments Limited
FRN 948126
- SMF3 Executive Director (since 21 Mar 2022)
- SMF1 Chief Executive (21 Mar 2022 to 5 May 2023)
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CMC Markets UK plc
FRN 173730
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF29 Significant management (13 Aug 2009 to 1 Jul 2010)
- CF30 Customer (24 Sep 2008 to 1 Jul 2010)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF3 Chief Executive (1 Dec 2001 to 10 Dec 2007)
- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.