Per Wimmer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wimmer Family Office Ltd

    FRN 665654

    • CF3 Chief Executive (AR) (since 25 Jan 2023)
    • CF1 Director (AR) (since 25 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (AR) (since 16 Jun 2016)
    • CF30 Customer (since 25 Aug 2015)
    • CF10 Compliance Oversight (25 Aug 2015 to 8 Dec 2019)
    • CF1 Director (25 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2015 to 8 Dec 2019)
    • CF3 Chief Executive (25 Aug 2015 to 8 Dec 2019)
  • Wimmer Financial LLP

    FRN 478796

    • Employed By (since 13 Jun 2016)
    • Employed By (26 Feb 2008 to 19 Dec 2008)
  • Wimmer Finance Ltd (no longer approved here)

    FRN 987720

    • Employed By (25 Jan 2023 to 17 Sep 2024)
  • Horizon3 Investment Management LLP (no longer approved here)

    FRN 403434

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Oct 2022)
    • SMF27 Partner (9 Dec 2019 to 17 Oct 2022)
    • CF4 Partner (18 Feb 2019 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF4 Partner (AR) (26 Feb 2009 to 26 Aug 2015)
    • CF30 Customer (26 Feb 2009 to 26 Aug 2015)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (15 Jul 2003 to 17 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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