Horizon3 Investment Management LLP

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FRN: 403434
Date authorised: 1 April 2013
Companies House: OC308135
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

48 Warwick Street

London

W1B 5AW

UNITED KINGDOM

Phone

+4402073822460

Web

https://www.h3im.com
Complaints Contact

48 Warwick Street

London

W1B 5AW

UNITED KINGDOM

Phone

+4402073822460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

. BHCM Limited
IRN XXB01099
- CF4 Partner (4 May 2011 to 16 Mar 2016)
. Beach Capital Management Limited
IRN XXB01020
- CF4 Partner (28 Apr 2005 to 7 Feb 2007)
Alan Goulding
IRN AXG01610
- CF29 Significant management (12 May 2008 to 1 Apr 2014)
- CF30 Customer (1 Nov 2007 to 19 Sep 2014)
- CF10 Compliance Oversight (28 Apr 2005 to 5 Dec 2006)
- CF4 Partner (28 Apr 2005 to 1 Aug 2007)
- CF27 Investment Management (28 Apr 2005 to 31 Oct 2007)
Alexandra Kyllikki Fraser
IRN AKF01025
- CF30 Customer (6 Jan 2011 to 24 May 2011)
Christine Sylvie Bideau
IRN CSB01110
- CF30 Customer (21 Oct 2014 to 15 Jan 2019)
Clare Janine Weavers
IRN CJW01143
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
Csilla Szabo
IRN CXS01061
- SMF27 Partner (since 1 Jan 2026)
David Nicholas Beach
IRN DNB01020
- CF28 Systems and controls (1 Nov 2007 to 28 Nov 2016)
- CF30 Customer (1 Nov 2007 to 17 Jan 2019)
- CF4 Partner (12 Feb 2007 to 17 Jan 2019)
- CF13 Finance (28 Apr 2005 to 31 Oct 2007)
- CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)
- CF27 Investment Management (28 Apr 2005 to 31 Oct 2007)
- CF3 Chief Executive (28 Apr 2005 to 12 Feb 2007)
- CF8 Apportionment and Oversight (28 Apr 2005 to 12 Feb 2007)
Edward Charles Sutro
IRN ECS01010
- CF30 Customer (1 Nov 2007 to 16 May 2014)
- CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
Emanuel Pedro Couto Fernandes
IRN EXC00454
- SMF27 Partner (since 12 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Beach Horizon Investment Ltd (no longer appointed)
FRN 968421 · Appointed 24 Jan 2022 · Until 29 Aug 2023

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.