Pedro Lopes Da Fonseca

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (19 Dec 2016 to 9 May 2017)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (1 Dec 2009 to 5 Nov 2010)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (1 Nov 2007 to 7 Jul 2008)
- CF21 Investment Adviser (11 Jan 2006 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (23 Feb 2005 to 30 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.