Paula Burgess

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PiP Manager Limited (no longer approved here)

    FRN 688938

    • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Dec 2020)
    • CF3 Chief Executive (22 Feb 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (9 Aug 2017 to 8 Dec 2019)
    • CF1 Director (12 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jan 2016 to 8 Dec 2019)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • CF11 Money Laundering Reporting (15 Jul 2014 to 25 Jun 2015)
    • CF10 Compliance Oversight (15 Jul 2014 to 25 Jun 2015)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF10a CASS Oversight function (22 Feb 2013 to 25 Jun 2015)
    • CF11 Money Laundering Reporting (3 Jan 2012 to 25 Jun 2015)
    • CF28 Systems and controls (3 Jan 2012 to 25 Jun 2015)
    • CF10 Compliance Oversight (3 Jan 2012 to 25 Jun 2015)
  • Russell Investments Implementation Services Limited (no longer approved here)

    FRN 415353

    • CF10 Compliance Oversight (15 Aug 2005 to 12 May 2006)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF10 Compliance Oversight (8 Jul 2004 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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