Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (10 Feb 2017 to 29 Jun 2018)
- CF2 Non Executive Director (6 Jul 2012 to 22 Aug 2013)
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- CF1 Director (10 Feb 2017 to 8 Dec 2019)
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- CF29 Significant management (8 May 2008 to 31 Oct 2011)
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- CF1 Director (8 May 2008 to 31 Oct 2011)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF1 Chief Executive at ELLIS BATES WEALTH MANAGEMENT LTD
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controlled function added: (179)SMF1 Chief Executive at ELLIS BATES WEALTH MANAGEMENT LTD