Paul Rogers

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2023)
    • CF30 Customer (23 Feb 2010 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (19 Sep 2002 to 2 Jan 2004)
    • CF22 Investment Adviser (Trainee) (28 Feb 2002 to 19 Sep 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.