Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (25 Jun 2008 to 8 Dec 2019)
  • Amius Limited (no longer approved here)

    FRN 188130

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (30 Jan 2004 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (18 Jan 2002 to 3 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.