Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Jan 2023)
    • [FCA CF] Client dealing (since 7 Oct 2021)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (9 Oct 2018 to 25 Feb 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Feb 2021)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (26 Jul 2011 to 11 Apr 2014)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (29 Apr 2003 to 27 Jun 2005)
    • CF26 Customer Trading (29 Apr 2003 to 8 Mar 2004)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF21 Investment Adviser (12 Oct 2002 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.