Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2022)
    • CF3 Chief Executive (5 Apr 2016 to 14 Feb 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jul 2014)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
    • CF1 Director (29 Mar 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (29 Mar 2019 to 30 Nov 2022)
  • Griffiths & Armour (no longer approved here)

    FRN 312066

    • CF4 Partner (14 Jan 2005 to 30 Sep 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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