Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Griffiths & Armour
    12 Princes Parade
    Liverpool
    L3 1BG
    UNITED KINGDOM
    Phone
    +4401512365656
  • Complaints Contact

    Griffiths & Armour
    12 Princes Parade
    Liverpool
    L3 1BG
    UNITED KINGDOM
    Phone
    +4401512365656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Charles Drury

    IRN ACD01127

    • CF1 Director (AR) (1 Mar 2012 to 31 Mar 2016)
  • Alexander Patrick Bark-Jones

    IRN APB01148

    • CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
  • Andrew Neil Johnstone

    IRN ANJ01010

    • CF4 Partner (14 Jan 2005 to 2 Jun 2009)
    • CF1 Director (AR) (14 Jan 2005 to 2 Jun 2009)
  • Anthony Kenneth O'Gara

    IRN AKO01013

    • CF1 Director (AR) (14 Jan 2005 to 9 Jan 2009)
  • Carl Evans

    IRN CXE01133

    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2025)
    • Responsible for Insurance Mediation (31 May 2018 to 30 Sep 2018)
    • CF3 Chief Executive (31 May 2018 to 8 Dec 2019)
    • CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • Carl John Edwards

    IRN CJE01063

    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • CF4 Partner (1 Dec 2008 to 8 Dec 2019)
    • CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
  • Craig Roberts

    IRN CXR00510

    • SMF27 Partner (25 Mar 2024 to 1 Jan 2025)
  • David James Erskine

    IRN DJE01108

    • CF1 Director (AR) (14 Dec 2006 to 23 Aug 2017)
  • David John Darke

    IRN DJD01159

    • CF4 Partner (14 Jan 2005 to 1 Dec 2017)
  • David John Haram

    IRN DJH01352

    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.