Griffiths & Armour

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Johnson Whalley
IRN DJW00157
- SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
- CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
David William Varey
IRN DWV01009
- CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
Duncan John MacNicoll
IRN DJM00098
- CF1 Director (AR) (14 Jan 2005 to 30 Nov 2013)
- CF4 Partner (14 Jan 2005 to 30 Nov 2014)
Eric Taylor
IRN EXT01076
- CF4 Partner (14 Jan 2005 to 31 Aug 2005)
- CF1 Director (AR) (14 Jan 2005 to 13 Jul 2005)
Ewan Anderson MacGregor
IRN EAM01075
- CF1 Director (AR) (14 Jan 2005 to 31 Mar 2008)
Gary Robert Baker Stott
IRN GRS01124
- CF1 Director (AR) (16 Dec 2011 to 1 Dec 2016)
Geoffrey Donald Cox
IRN GDC01063
- CF1 Director (AR) (14 Jan 2005 to 31 Mar 2006)
Graeme Christopher Tinney
IRN GCT01025
- CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
Graeme Norman Stirling
IRN GNS01026
- CF1 Director (AR) (14 Jan 2005 to 30 Sep 2014)
Graham Philip De Roy
IRN GPD01054
- CF1 Director (AR) (1 Mar 2012 to 1 Dec 2016)

Smaller firms operating under this firm's FCA authorisation.

Logiport Limited (no longer appointed)
FRN 821987 · Appointed 1 Oct 2018 · Until 8 Apr 2020
Workplace Advice Business Solutions Ltd (no longer appointed)
FRN 783082 · Appointed 30 Jun 2017 · Until 27 Sep 2018
Oculus Procurement Ltd (no longer appointed)
FRN 780437 · Appointed 2 Jun 2017 · Until 26 Apr 2021
British Insurance Brokers' Association (no longer appointed)
FRN 717810 · Appointed 17 Feb 2017 · Until 9 Jan 2023
Integrated Project Initiatives Limited (no longer appointed)
FRN 755789 · Appointed 11 Aug 2016 · Until 2 Jul 2019
Iain Speak Consultancy Limited (no longer appointed)
FRN 684014 · Appointed 13 Apr 2015 · Until 30 Nov 2019
Association for Consultancy and Engineering (no longer appointed)
FRN 446508 · Appointed 28 Feb 2006 · Until 13 Dec 2021
Griffiths & Armour Professional Risks Ltd (no longer appointed)
FRN 406391 · Appointed 14 Jan 2005 · Until 11 Sep 2017
Griffiths & Armour Insurance Brokers Ltd (no longer appointed)
FRN 406392 · Appointed 14 Jan 2005 · Until 11 Sep 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.