David Johnson Whalley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evolin Broking Limited (no longer approved here)
FRN 977718
- SMF3 Executive Director (20 Jun 2023 to 16 Dec 2024)
Griffiths & Armour Global Risks Limited (no longer approved here)
FRN 312048
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
- CF1 Director (AR) (9 Sep 2016 to 20 Jun 2023)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2006)
Griffiths & Armour (no longer approved here)
FRN 312066
- SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
- CF1 Director (AR) (14 Jan 2005 to 23 Aug 2017)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
Griffiths & Armour Professional Risks Ltd (no longer approved here)
FRN 406391
- (14)Employed By (14 Jan 2005 to 20 Jun 2023)
Griffiths & Armour Insurance Brokers Ltd (no longer approved here)
FRN 406392
- (21)Employed By (14 Jan 2005 to 20 Jun 2023)
Broadstone Financial Solutions Limited (no longer approved here)
FRN 134771
- CF1 Director (1 Dec 2001 to 1 Oct 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.