Paul Gerald Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Maldon and District Citizens Advice Bureau
FRN 617658
- Director of firm who is not a certification employee or a SMF manager (since 23 Apr 2024)
SS&C Financial Services Europe Limited (no longer approved here)
FRN 161227
- CF3 Chief Executive (1 Feb 2013 to 20 Mar 2017)
- CF1 Director (13 May 2003 to 20 Mar 2017)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 13 May 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 13 May 2003)
Fundrock Partners Limited (no longer approved here)
FRN 469278
- CF1 Director (30 Oct 2007 to 1 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.