Paul Douglas Betts

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forge Underwriting Limited
FRN 588846
- Responsible for Insurance Distribution (since 20 Jun 2024)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (12 Feb 2013 to 8 Dec 2019)
- CF1 Director (12 Feb 2013 to 8 Dec 2019)
Swiss Re Capital Markets Limited (no longer approved here)
FRN 187863
- CF21 Investment Adviser (13 Nov 2003 to 18 Mar 2005)
- CF26 Customer Trading (13 Nov 2003 to 18 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.