Date authorised
1 April 2013
Companies House
08028370
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    20 Aldermanbury
    London
    EC2V 7HY
    UNITED KINGDOM
    Phone
    +4402035444751
  • Complaints Contact

    4th Floor
    20 Aldermanbury
    London
    EC2V 7HY
    UNITED KINGDOM
    Phone
    +4402035444751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Henry Politi

    IRN DXP01423

    • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jun 2024)
    • Responsible for Insurance Mediation (12 Feb 2013 to 30 Sep 2018)
    • CF1 Director (12 Feb 2013 to 8 Dec 2019)
  • Neil Robert Sonnet

    IRN NXS00708

    • SMF3 Executive Director (since 11 Apr 2025)
  • Paul Douglas Betts

    IRN PDB01099

    • Responsible for Insurance Distribution (since 20 Jun 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Feb 2013 to 8 Dec 2019)
    • CF3 Chief Executive (12 Feb 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.