Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Just Financial Group Ltd
FRN 739938
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 26 Sep 2023)
- [FCA CF] Client dealing (since 26 Sep 2023)
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- [FCA CF] Functions requiring qualifications (10 Dec 2018 to 5 May 2023)
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- CF30 Customer (11 Apr 2016 to 7 Dec 2018)
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- CF30 Customer (17 Feb 2014 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (16 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.