Paul Dawson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Corporate Benefits Limited

    FRN 587699

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 10 Mar 2026)
    • [FCA CF] Client dealing (since 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
  • Broadstone Financial Solutions Limited

    FRN 134771

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 5 Aug 2025)
    • [FCA CF] Client dealing (since 29 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
  • The Path Financial Limited (no longer approved here)

    FRN 827270

    • [FCA CF] Client dealing (30 May 2020 to 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (30 Apr 2020 to 31 Jul 2023)

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