The Path Financial Limited

• Principal Place of Business

  The Path Financial Ltd, Watch Oak

  Battle

  East Sussex

  TN33 0YD

  UNITED KINGDOM

  Phone

  +4403330503300

  Web

  https://www.thepath.co.uk

• Complaints Contact

  The Path Financial Ltd, Watch Oak

  Battle

  East Sussex

  TN33 0YD

  UNITED KINGDOM

  Phone

  +4403330503300

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Edward Fuller

  IRN AEF01045

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • [FCA CF] Client dealing (since 1 Oct 2024)
• Casey Goodwin

  IRN CXG00315

  • [FCA CF] Client dealing (27 Jan 2022 to 6 Aug 2024)
  • [FCA CF] Functions requiring qualifications (27 Jan 2022 to 6 Aug 2024)
• Charles Bell

  IRN CXB76805

  • SMF3 Executive Director (since 15 Jul 2020)
• David Graham MacDonald

  IRN DGM00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 29 Aug 2019)
  • CF11 Money Laundering Reporting (29 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Aug 2019 to 8 Dec 2019)
  • CF1 Director (29 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
• Jack Clancy

  IRN JXC00270

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 5 May 2020)
  • [FCA CF] Client dealing (since 5 May 2020)
• James Bryant Harrison

  IRN JXH00533

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Dec 2021)
  • [FCA CF] Client dealing (since 13 Dec 2021)
• Lorna Elaine Shields

  IRN LED01011

  • [FCA CF] Client dealing (24 Jun 2021 to 25 Aug 2021)
  • [FCA CF] Functions requiring qualifications (24 Jun 2021 to 25 Aug 2021)
• Luke Oliver David Sword

  IRN LOS01008

  • [FCA CF] Client dealing (24 Jun 2021 to 8 Sep 2023)
  • [FCA CF] Functions requiring qualifications (24 Jun 2021 to 8 Sep 2023)
• Marc Nummy

  IRN MXN01643

  • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 31 Jul 2023)
  • [FCA CF] Client dealing (12 Apr 2021 to 31 Jul 2023)
• Navid Zahedi

  IRN NXZ00012

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
  • [FCA CF] Client dealing (since 5 Jan 2026)

No changes recorded yet.