Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (12 Feb 2013 to 31 Oct 2018)
- CF11 Money Laundering Reporting (12 Feb 2013 to 31 Oct 2018)
- CF28 Systems and controls (1 Nov 2007 to 12 Feb 2013)
- CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)
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- (72)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
- (73)CF15 Internal Audit (3 Jul 2006 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 12 Feb 2013)
- CF15 Internal Audit (3 Jul 2006 to 31 Oct 2007)
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- CF15 Internal Audit (1 Dec 2001 to 23 Oct 2002)
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- CF15 Internal Audit (1 Dec 2001 to 23 Oct 2002)
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- CF15 Internal Audit (1 Dec 2001 to 23 Oct 2002)
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- CF15 Internal Audit (1 Dec 2001 to 23 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.