Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
- SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2024)
- CF3 Chief Executive (23 May 2019 to 8 Dec 2019)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 27 Feb 2008)
- CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
-
- SMF19 Head of Overseas Branch/Head of Overseas (23 May 2019 to 25 Sep 2024)
- SMF22 Other Local Responsibility (7 Mar 2016 to 23 May 2019)
- CF29 Significant management (18 Feb 2009 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
-
- CF1 Director (23 May 2019 to 6 Dec 2019)
- CF3 Chief Executive (23 May 2019 to 6 Dec 2019)
-
- CF1 Director (7 Jun 2007 to 27 Feb 2008)
-
- CF21 Investment Adviser (21 May 2003 to 24 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.