Paul Antony Moutrey

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Townends Wealth Management Limited

    FRN 994538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
    • SMF16 Compliance Oversight (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2023)
    • Responsible for Insurance Distribution (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Nov 2023)
    • CF1 Director (AR) (23 Feb 2016 to 27 Nov 2023)
    • CF30 Customer (23 Feb 2016 to 27 Nov 2023)
    • CF21 Investment Adviser (15 Mar 2002 to 8 Apr 2004)
  • Townends Wealth Management Ltd (no longer approved here)

    FRN 414825

    • Employed By (28 May 2015 to 27 Nov 2023)
  • Doran Scott Williams Limited (no longer approved here)

    FRN 190441

    • Employed By (15 Mar 2002 to 8 Apr 2004)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.