Townends Wealth Management Limited

Date authorised
1 December 2023
Companies House
05197895
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Townends Wealth Management Limited
    6 Carlisle Street
    Goole
    Yorkshire
    DN14 5DU
    UNITED KINGDOM
    Phone
    +4401405720559
    Web
    https://www.townendswealth.co.uk

  • Complaints Contact

    Townends Wealth Management Limited
    6 Carlisle Street
    Goole
    Yorkshire
    DN14 5DU
    UNITED KINGDOM
    Phone
    +4401405720559

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Cooper

    IRN AXC00701

    • SMF3 Executive Director (since 1 Dec 2023)
  • Adrian Carroll

    IRN AXC00048

    • SMF3 Executive Director (since 1 Dec 2023)
  • Clive Vincent Welch

    IRN CVW01004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Jeffrey Williamson

    IRN JXW01770

    • SMF3 Executive Director (since 1 Dec 2023)
  • John Philip Shand

    IRN JPS00005

    • SMF3 Executive Director (since 1 Dec 2023)
  • Paul Antony Moutrey

    IRN PAM00047

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 1 Dec 2023)
    • SMF16 Compliance Oversight (since 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.