Adrian Carroll

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Townends Wealth Management Limited
FRN 994538
- SMF3 Executive Director (since 1 Dec 2023)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (4 Mar 2016 to 27 Nov 2023)
Townends Wealth Management Ltd (no longer approved here)
FRN 414825
- Employed By (24 Dec 2014 to 6 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.