Paul Andrew Garfitt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (2 Nov 2011 to 30 Jul 2012)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (21 May 2010 to 12 Oct 2011)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF22 Investment Adviser (Trainee) (1 May 2005 to 21 Apr 2006)
Liverpool Victoria Financial Services Limited (no longer approved here)
FRN 110035
- CF21 Investment Adviser (8 Apr 2003 to 1 May 2005)
- CF22 Investment Adviser (Trainee) (23 May 2002 to 8 Apr 2003)
Liverpool Victoria Life Company Limited (no longer approved here)
FRN 110423
- CF21 Investment Adviser (8 Apr 2003 to 1 May 2005)
- CF22 Investment Adviser (Trainee) (23 May 2002 to 8 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.