Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Manager of certification employee (4 Jul 2025 to 5 Jul 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Manager of certification employee (4 Jul 2025 to 5 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 14 Sep 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (3 Apr 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (3 Feb 2003 to 3 Apr 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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