Patrick Timothy Claridge

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stanford Capital Partners Limited

    FRN 833652

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (30 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF1 Director (AR) (13 Aug 2018 to 30 Aug 2019)
    • CF30 Customer (13 Aug 2018 to 30 Aug 2019)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF3 Chief Executive (8 Aug 2014 to 10 Jan 2018)
    • CF1 Director (17 Jul 2014 to 10 Jan 2018)
    • CF30 Customer (12 Jun 2014 to 10 Jan 2018)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF2 Non Executive Director (3 May 2012 to 18 Jun 2012)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (27 Jan 2004 to 1 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.