Stanford Capital Partners Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Henry Thomas Price
IRN HTP01004
- [FCA CF] Client dealing (since 15 Sep 2021)
John Michael George Howes
IRN JMH01136
- [FCA CF] Client dealing (1 Jan 2021 to 5 Feb 2024)
- CF30 Customer (30 Aug 2019 to 8 Dec 2019)
Patrick Timothy Claridge
IRN PTC01023
- [FCA CF] Client dealing (since 1 Jan 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (30 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Aug 2019 to 8 Dec 2019)
- CF30 Customer (30 Aug 2019 to 8 Dec 2019)
Robert John Pountney
IRN RJP01114
- [FCA CF] Client dealing (since 1 Jan 2021)
- CF30 Customer (30 Aug 2019 to 8 Dec 2019)
William Robert (Jnr) Ruffler
IRN WRR01015
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (30 Aug 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.