PATRICK PETER HARGUTT

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stanley Capital Partners LLP
FRN 973272
- SMF27 Partner (since 11 Nov 2022)
Umbra Capital Partners LLP (no longer approved here)
FRN 917090
- CF4 Partner (AR) (26 Jan 2022 to 11 Nov 2022)
- CF30 Customer (9 Feb 2021 to 11 Nov 2022)
Monarch Alternative Capital (Europe) Ltd (no longer approved here)
FRN 629950
- CF30 Customer (7 Feb 2018 to 18 Jul 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (13 Jun 2012 to 6 Oct 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (13 Jun 2012 to 6 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.