Monarch Alternative Capital (Europe) Ltd

• Principal Place of Business

  1st Floor, 50-52 Welbeck Street

  London

  W1G 9HL

  UNITED KINGDOM

  Phone

  +442073747940

  Web

  https://www.monarchlp.com

• Complaints Contact

  1st Floor, 50-52 Welbeck Street

  London

  W1G 9HL

  UNITED KINGDOM

  Phone

  +442073747979

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Gokhan Cakir

  IRN AGC01152

  • CF30 Customer (21 Feb 2017 to 10 Nov 2017)
• Carlos Diaz-Sanchez

  IRN CXD00199

  • SMF3 Executive Director (since 25 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Chun Won Yi

  IRN CWY00008

  • CF30 Customer (4 Nov 2014 to 1 Oct 2018)
• David Michael Zender

  IRN DMZ01004

  • CF30 Customer (21 Feb 2017 to 2 Jun 2017)
• Farah Malla

  IRN FXM00245

  • [FCA CF] Client dealing (4 May 2023 to 19 Jun 2024)
• Hannah Ellis

  IRN HXE00057

  • SMF3 Executive Director (since 1 Jun 2022)
• Jan Rinck

  IRN JXR00529

  • [FCA CF] Client dealing (31 Mar 2021 to 15 Jan 2026)
• Jordan Edward Rieger

  IRN JER01153

  • SMF1 Chief Executive (since 1 Jun 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF10 Compliance Oversight (22 Oct 2019 to 8 Dec 2019)
  • CF1 Director (1 Oct 2018 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Josiah Meyer Rotenberg

  IRN JMR01249

  • CF11 Money Laundering Reporting (4 Nov 2014 to 30 Jun 2015)
  • CF3 Chief Executive (4 Nov 2014 to 10 Feb 2016)
  • CF30 Customer (4 Nov 2014 to 10 Feb 2016)
  • CF10 Compliance Oversight (4 Nov 2014 to 26 Jan 2015)
  • CF1 Director (4 Nov 2014 to 10 Feb 2016)
• Julian Machicao Arano

  IRN JVM01044

  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
  • CF30 Customer (7 Feb 2018 to 8 Dec 2019)

No changes recorded yet.