Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Southey Capital Ltd
FRN 711717
- [FCA CF] Client dealing (since 15 Nov 2021)
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- CF30 Customer (24 May 2013 to 31 Jul 2013)
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- Employed By (24 May 2013 to 31 Jul 2013)
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- CF30 Customer (14 Mar 2013 to 16 Apr 2013)
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- CF30 Customer (3 Apr 2012 to 18 Jun 2012)
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- CF30 Customer (8 Mar 2011 to 7 Mar 2012)
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- CF30 Customer (7 Jul 2009 to 19 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 31 May 2009)
- CF27 Investment Management (16 Sep 2005 to 31 Oct 2007)
- CF21 Investment Adviser (5 Apr 2005 to 6 Mar 2006)
- CF26 Customer Trading (5 Apr 2005 to 6 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.