Southey Capital Ltd

• Principal Place of Business

  Suite 6

  Beaufort Court

  Admirals Way

  London

  E14 9XL

  UNITED KINGDOM

  Phone

  +4402037457940

  Web

  https://southeycapital.com

• Complaints Contact

  Suite 6

  Beaufort Court

  Admirals Way

  London

  E14 9XL

  UNITED KINGDOM

  Phone

  +4402037457940

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andreas Sel

  IRN AXS03476

  • CF30 Customer (25 Jul 2019 to 8 Dec 2019)
• Doris Sommavilla

  IRN DXS02984

  • CF30 Customer (14 Jul 2018 to 8 Jan 2019)
• Eric Israel

  IRN EXI01031

  • [FCA CF] Client dealing (since 1 Sep 2020)
• Evgeniya Petrova

  IRN EXP06640

  • [FCA CF] Client dealing (15 Apr 2021 to 1 Apr 2023)
• Evgeny Malakhov

  IRN EXM00177

  • [FCA CF] Client dealing (since 19 Jan 2026)
• Francois Bauhofer

  IRN FXB01036

  • [FCA CF] Client dealing (since 1 Jan 2021)
  • CF30 Customer (17 Nov 2017 to 8 Dec 2019)
• Hassaan Noor

  IRN HXN00135

  • [FCA CF] Client dealing (since 14 May 2025)
• Jeffery Forster

  IRN JJF01049

  • [FCA CF] Client dealing (since 22 Jan 2024)
• John Alexander Langham

  IRN JAL01189

  • [FCA CF] Client dealing (4 May 2023 to 25 May 2023)
• Michele Del Bo

  IRN MXD01727

  • [FCA CF] Client dealing (since 24 Jul 2024)

No changes recorded yet.