Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Southey Capital Ltd
FRN 711717
- [FCA CF] Client dealing (since 22 Jan 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Aug 2023)
- CF30 Customer (13 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (5 Jan 2015 to 19 Aug 2016)
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- CF30 Customer (10 Apr 2012 to 31 Dec 2012)
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- CF30 Customer (25 Jan 2008 to 21 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.