Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF30 Customer (1 Nov 2007 to 4 Jan 2013)
    • CF26 Customer Trading (14 Jun 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF27 Investment Management (27 Jul 2004 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF24 Pension Transfer Specialist (1 Mar 2004 to 27 Jul 2004)
    • CF21 Investment Adviser (10 Apr 2002 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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