Olivia West

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Seven Investment Management LLP (no longer approved here)
FRN 589124
- [FCA CF] Client dealing (8 Nov 2024 to 4 Dec 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Dec 2025)
- CF30 Customer (1 Mar 2013 to 8 Dec 2019)
7IM Investment and Retirement Solutions Limited (no longer approved here)
FRN 787394
- [FCA CF] Functions requiring qualifications (2 May 2024 to 5 Dec 2025)
- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF21 Investment Adviser (10 Sep 2002 to 16 Jul 2007)
LUNARO FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 184333
- CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.