Oliver George Eric Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AlTi Wealth Management (UK) Limited

    FRN 541713

    • 13. Giving personal recommendations on and dealing with derivatives
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF30 Customer (12 Jul 2016 to 7 Oct 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (25 Feb 2015 to 8 Jul 2016)
  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • CF30 Customer (3 Jun 2008 to 4 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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