Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 May 2023)
    • [FCA CF] Functions requiring qualifications (since 10 May 2023)
  • CHESTER ROSE FINANCIAL PLANNING LTD (no longer approved here)

    FRN 726620

    • [FCA CF] Client dealing (5 Jan 2022 to 5 May 2023)
    • [FCA CF] Functions requiring qualifications (5 Jan 2022 to 5 May 2023)
  • Lathe & Co Wealth Advisers Ltd (no longer approved here)

    FRN 838186

    • [FCA CF] Client dealing (1 Sep 2020 to 24 Sep 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 24 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.