Craufurd Hale Wealth Management Limited

• Principal Place of Business

  Proxima

  1 Grenfell Road

  Maidenhead

  Berkshire

  SL6 1HN

  UNITED KINGDOM

  Phone

  +4401628962215

  Web

  https://www.craufurdhalewealth.co.uk

• Complaints Contact

  Proxima

  1 Grenfell Road

  Maidenhead

  Berkshire

  SL6 1HN

  UNITED KINGDOM

  Phone

  +4401628962215

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Jan Krol

  IRN CJK01040

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
  • CF11 Money Laundering Reporting (29 Apr 2019 to 8 Dec 2019)
  • CF1 Director (29 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
  • CF28 Systems and controls (29 Apr 2019 to 8 Dec 2019)
• Daniel John Cole

  IRN DJC01356

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (29 Apr 2019 to 8 Dec 2019)
• Haresh Raghwani

  IRN HXR01157

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 2 Jul 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
• Jay Harish Gorsia

  IRN JXG00158

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Oct 2025)
• Oliver Ben Field

  IRN OXF00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 May 2023)
  • [FCA CF] Functions requiring qualifications (since 10 May 2023)
• Peter William Murcott

  IRN PWM01070

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2025)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
• Philip George Kemp

  IRN PGK01027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
• Sean Michael Egan

  IRN SME01029

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 29 Apr 2019)
  • Responsibility for MCD Intermediation (since 29 Apr 2019)
  • CF10 Compliance Oversight (29 Apr 2019 to 8 Dec 2019)
  • CF10a CASS Oversight function (29 Apr 2019 to 8 Dec 2019)
  • CF28 Systems and controls (29 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
  • CF1 Director (29 Apr 2019 to 8 Dec 2019)

No changes recorded yet.