Haresh Raghwani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craufurd Hale Wealth Management Limited

    FRN 817188

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 2 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
  • Tideway Investment Partners LLP (no longer approved here)

    FRN 496214

    • CF30 Customer (22 Oct 2015 to 9 May 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (16 May 2014 to 28 Nov 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Nov 2010 to 30 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (7 Oct 2008 to 30 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.