Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (31 Aug 2016 to 10 Mar 2022)
- [FCA CF] Material risk taker (31 Aug 2016 to 10 Mar 2022)
- [FCA CF] Manager of certification employee (31 Aug 2016 to 10 Mar 2022)
- [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
- CF30 Customer (24 Jan 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Oct 2004 to 29 Jun 2006)
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- CF22 Investment Adviser (Trainee) (15 Sep 2003 to 31 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.