Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VTB Capital plc (no longer approved here)

    FRN 144003

    • [FCA CF] Client dealing (31 Aug 2016 to 10 Mar 2022)
    • [FCA CF] Material risk taker (31 Aug 2016 to 10 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Aug 2016 to 10 Mar 2022)
    • [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
    • CF30 Customer (24 Jan 2008 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (12 Oct 2004 to 29 Jun 2006)
  • Operis Business Engineering Limited (no longer approved here)

    FRN 221476

    • CF22 Investment Adviser (Trainee) (15 Sep 2003 to 31 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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