Operis Business Engineering Limited

Date authorised
1 April 2013
Companies House
03373050
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Operis Group plc
    110 Cannon Street
    London
    City Of London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402075620400
    Web
    https://www.operis.com

  • Complaints Contact

    Operis Group plc
    110 Cannon Street
    London
    City Of London
    EC4N 6EU
    UNITED KINGDOM
    Phone
    +4402075620400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

    Show 1 limitation
    • · Limited to venture capital business only

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Mark Lee

    IRN AML01117

    • CF21 Investment Adviser (12 Jul 2004 to 16 Sep 2005)
    • CF22 Investment Adviser (Trainee) (19 Aug 2003 to 4 Jul 2004)
  • Amanda Clea Jo Treadaway

    IRN ACT01049

    • CF22 Investment Adviser (Trainee) (15 Sep 2003 to 30 Jul 2004)
  • Andrew Brian Deacon

    IRN ABD01014

    • CF22 Investment Adviser (Trainee) (15 Sep 2003 to 30 Jul 2004)
  • Angus Dunn

    IRN AXD01456

    • CF30 Customer (1 Nov 2007 to 28 Sep 2009)
    • CF27 Investment Management (14 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
    • CF1 Director (28 Jul 2003 to 28 Sep 2009)
    • CF22 Investment Adviser (Trainee) (13 Jan 2003 to 24 Jul 2003)
  • Ankita Mangal

    IRN AXM05653

    • [FCA CF] Client dealing (since 20 Aug 2025)
  • Benjamin Hugh Simkin

    IRN BHS01019

    • CF22 Investment Adviser (Trainee) (15 Sep 2003 to 30 Oct 2003)
  • Carl Stephen Allen

    IRN CSA01010

    • CF22 Investment Adviser (Trainee) (15 Sep 2003 to 30 Jul 2004)
  • Caroline Rachel Lytton

    IRN CRS01080

    • CF22 Investment Adviser (Trainee) (16 Sep 2003 to 30 Jul 2004)
  • Christopher Aldred

    IRN CXA01418

    • [FCA CF] Client dealing (since 23 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2020)
    • CF30 Customer (19 Aug 2013 to 8 Dec 2019)
    • CF1 Director (1 Feb 2012 to 8 Dec 2019)
  • Christopher Mansfield Kirby

    IRN CMK01050

    • CF1 Director (20 Mar 2008 to 24 Nov 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.