Operis Business Engineering Limited

• Principal Place of Business

  Operis Group plc

  110 Cannon Street

  London

  City Of London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +4402075620400

  Web

  https://www.operis.com

• Complaints Contact

  Operis Group plc

  110 Cannon Street

  London

  City Of London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +4402075620400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

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  • · Limited to venture capital business only

• Colin Mason

  IRN CXM01543

  • CF1 Director (28 Jul 2003 to 16 Sep 2005)
• Craig Nicholas Francis

  IRN CNF01010

  • CF22 Investment Adviser (Trainee) (16 Sep 2003 to 30 Jul 2004)
• Darryl Jin Yaw Ooi

  IRN DXO00192

  • [FCA CF] Client dealing (since 1 Jun 2024)
• David Anthony Rose

  IRN DAR01172

  • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2020)
  • CF1 Director (5 Aug 2013 to 8 Dec 2019)
  • CF30 Customer (13 May 2013 to 8 Dec 2019)
• David Arthur Colver

  IRN DAC01190

  • SMF1 Chief Executive (since 4 Nov 2024)
  • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
  • CF1 Director (28 Jul 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (28 Jul 2003 to 31 Oct 2007)
• David Stephen Brace Thomas

  IRN DST01049

  • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
  • CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)
  • CF1 Director (28 Dec 2006 to 24 Nov 2008)
• Edward Benedict Elgar

  IRN EBE01000

  • CF1 Director (28 Jul 2003 to 16 Jun 2006)
  • CF21 Investment Adviser (28 Jul 2003 to 16 Jun 2006)
  • CF22 Investment Adviser (Trainee) (9 Jan 2003 to 24 Jul 2003)
• Erwan Benoit Fournis

  IRN EXF01034

  • [FCA CF] Client dealing (1 Jun 2020 to 10 May 2024)
• Henrietta Shane Royle

  IRN HXR20621

  • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 21 Oct 2022)
  • CF1 Director (30 Oct 2019 to 8 Dec 2019)
  • CF3 Chief Executive (30 Oct 2019 to 8 Dec 2019)
• Hugh Thomas Daniel

  IRN HTD01003

  • CF30 Customer (1 Nov 2007 to 12 Jan 2010)
  • CF27 Investment Management (14 Sep 2005 to 31 Oct 2007)
  • CF1 Director (28 Jul 2003 to 12 Jan 2010)
  • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (28 Jul 2003 to 31 Oct 2007)

• William Roger Charlesworth (no longer appointed)

  FRN 440615 · Appointed 13 Oct 2005 · Until 4 Mar 2008

No changes recorded yet.