David Anthony Rose

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Operis Business Engineering Limited (no longer approved here)

    FRN 221476

    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2020)
    • CF1 Director (5 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (13 May 2013 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 18 Jan 2013)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 18 Jan 2013)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.