Caroline Rachel Lytton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (13 Nov 2024 to 17 Mar 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (8 Dec 2017 to 17 Mar 2025)
    • [FCA CF] Client dealing (8 Dec 2017 to 17 Mar 2025)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (7 Sep 2016 to 17 Mar 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 17 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (30 Oct 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (24 Jan 2006 to 27 Apr 2007)
  • Operis Business Engineering Limited (no longer approved here)

    FRN 221476

    • CF22 Investment Adviser (Trainee) (16 Sep 2003 to 30 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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