Nicolas Jean Marie Denis Moreau

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
    • [FCA CF] Manager of certification employee (16 Oct 2019 to 9 Dec 2019)
    • [PRA CF] Managing a material risk taker (16 Oct 2019 to 9 Dec 2019)
  • HSBC Alternative Investments Limited

    FRN 170423

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
    • [FCA CF] Manager of certification employee (16 Oct 2019 to 9 Dec 2019)
    • [PRA CF] Managing a material risk taker (16 Oct 2019 to 9 Dec 2019)
  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (10 Feb 2010 to 1 Oct 2010)
    • CF8 Apportionment and Oversight (1 Jul 2006 to 31 Oct 2007)
  • BBPS Limited (no longer approved here)

    FRN 307079

    • CF1 Director (10 Feb 2010 to 1 Oct 2010)
  • AXA Global Healthcare (UK) Limited (no longer approved here)

    FRN 307140

    • CF1 Director (10 Feb 2010 to 1 Oct 2010)
  • HEALTH AND PROTECTION SOLUTIONS LIMITED (no longer approved here)

    FRN 308189

    • CF1 Director (10 Feb 2010 to 1 Oct 2010)
  • AXA SERVICES LIMITED (no longer approved here)

    FRN 456828

    • CF1 Director (10 Feb 2010 to 1 Oct 2010)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF1 Director (4 Jun 2007 to 1 Oct 2010)
    • CF8 Apportionment and Oversight (4 Jun 2007 to 31 Mar 2009)
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Updates to this individual's record on the FCA register.

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